Regulating investor protection under EU law
| Autor principal: | |
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| Formato: | Libro |
| Idioma: | Inglés |
| Publicado: |
New York, NY :
Springer Science+Business Media
2018
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| Materias: | |
| Ver en Universidad de Navarra: | https://unika.unav.edu/discovery/fulldisplay?docid=alma991010133509708016&context=L&vid=34UNAV_INST:VU1&search_scope=34UNAV_TODO&tab=34UNAV_TODO&lang=es |
Tabla de Contenidos:
- Introduction.- Chapter One: Towards a European Investor Protection Law.- First Part: The Law on the Books.- Chapter Two: The Evolution of the EU Law of Financial Markets.- Chapter Three: The Relationship Between an Investment Service Provider and a Retail Investor: EU and US compared.- Second Part: The Law in Action.- Chapter Four: Public Enforcement.- Chapter Five: Private Enforcement.- Chapter Six: The Compliance Function as Embedder of the Law-on-the-Book and as Enforcement Frontliner.- Chapter 7. Conclusions: The Unbridgeable Gaps with the US and the Emergence of an Increasingly Self-Sufficient EU Regulatory Investor Protection Law.
