Public Enforcement and Corporate Governance in Asia : Guidance and Good Practices

Public Enforcement and Corporate Governance in Asia Guidance and Good Practices

This book presents a study of the corporate governance legal framework and enforcement by capital market regulators in participating Asian jurisdictions. The study focuses on the following areas: the legal framework and adequacy of laws, with a focus on related-party transactions, disclosure of owne...

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Detalles Bibliográficos
Autor principal: Organisation for Economic Co-operation and Development.
Autores Corporativos: Organisation for Economic Co-operation and Development (-), Organisation for Economic Co-operation and Development, sponsoring body (sponsoring body)
Formato: Libro electrónico
Idioma:Inglés
Publicado: Paris : OECD Publishing 2014.
Materias:
Compliance auditing.
Corporate governance.
Risk management.
Ver en Biblioteca Universitat Ramon Llull:https://discovery.url.edu/permalink/34CSUC_URL/1im36ta/alma991009706808306719
Tabla de Contenidos:
  • Foreword; Table of contents; Background and scope of the report; Legal framework and adequacy of laws; Related-party transactions; Disclosure of ownership and control; Fiduciary duties of directors; Enforcement; Structure and capacity of enforcement authorities; Jurisdiction and expertise of enforcement authorities; The independence of enforcement authorities; Checks and balances in the enforcement system; Budget for enforcement authorities; Authority to monitor, supervise, investigate, enforce and impose sanctions; Sanctions; Disclosure of enforcement actions and practices
  • Courts and the judicial systemCross-border enforcement; Notes; Bibliography; Annex A - Task force members

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