Mastering anti-money laundering and counter-terrorist financing a compliance guide for practitioners
This title provides best practice advice on how to meet anti-money laundering regulations, to help companies put together an effective framework so that they can meet their legal obligations.
| Otros Autores: | |
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| Formato: | Libro electrónico |
| Idioma: | Inglés |
| Publicado: |
Harlow, England :
Pearson
[2012]
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| Edición: | 1st edition |
| Colección: | FT mastering series.
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| Materias: | |
| Ver en Biblioteca Universitat Ramon Llull: | https://discovery.url.edu/permalink/34CSUC_URL/1im36ta/alma991009628683306719 |
Tabla de Contenidos:
- Acknowledgements How to use this book Introduction Chapter 1: Fundamental Concepts Background and definitions Key processes in money laundering and terrorist financing Money laundering Terrorist financing Further differences between terrorist financing and classical money laundering Suspicion recognition Chapter 2: The International AML and CFT Framework Key components of the international Legal and institutional and legal framework A developing framework to combat tax evasion A developing framework to combat proliferation financing The Financial Action Task Force (FATF) FATF regional style bodies and associate members Other relevant international bodies Key requirements for financial institutions Key components of a national AML/CFT framework Chapter 3: The Role, Structure and Position of the AML/CFT Compliance Function Structure and culture AML/CFT best practice Best practice in higher-risk products and services IT systems Training and communication A '-pro-business' approach Management of internal suspicion reporting Chapter 4: KYC and the Risk-Based Approach Background to the Risk-Based Approach Components of the Risk-Based Approach Mitigating controls Regulatory environment Special categories: PEPs Constructing a Risk-based Approach for your organisation The Core components of CDD CDD processes and tools Example risk assessment frameworks Constructing a CDD framework for financial institutions Constructing a CDD framework for retail/consumer banking business Constructing a CDD framework for private banking Chapter 5: Reputational risk Managing a reputational risk When banks go wrong: cases of punishment and penalties Managing reputational risk: the experience of the Multilateral Development Banks MDBs The integrity 'red flags' checklist and the due diligence investogation tools Practical application Chapter 6: Suspicion recogntion Background and general principles Money laundering typologies Terrorist financing typologies Account analysis examples 'Accumulation of evidence' cases Chapter 7: International Cooperation Background Modern structures of organised crime and terrorism Mechanisms and tools of international cooperation International cooperative bodies Chapter 8: Modern Money Laundering and Terrorist Financing: Two Case Studies Introduction Smoke and Mirrors: AlnaBank and the Messengers of God Too Good to be True: AlnaBank and the laundering of the Kransky millions Index
